Compliance Executive

RESPONSIBILITIES

  • Assisting the Compliance Department in the Company’s implementation, and maintenance of policies and procedures to ensure compliance with its ongoing regulatory obligations;
  • Assisting with the implementation of the Group’s compliance monitoring program;
  • Liaison with all other departments within the Group on compliance, including anti-money laundering and financing of terrorism matters;
  • Assisting with the completion and filing of annual statutory filings (REQ, ACR, etc.);
  • Assisting with the co-ordination of any regulatory audit, inspection or visit;
  • Assisting with periodic customer file reviews;
  • Reporting regularly to the Group’s MLRO and Compliance Office on all matters relating or pertaining to compliance including anti-money laundering and financing of terrorism matters;
  • Challenging existing practices and procedures and making recommendations to management in accordance with industry best practice.

REQUIREMENTS

  • Previous experience in a similar role;
  • A good understanding of the TCSP industry and its regulatory framework;
  • Detail-oriented and an analytical mindset;
  • Fluency in English;
  • Proficiency in IT.

BENEFITS/REMUNERATION

  • An attractive remuneration package, commensurate with knowledge and experience;
  • Professional Growth Opportunities;
  • Flexibility and Hybrid Arrangements;
  • Performance Bonus;
  • Private Health Insurance;
  • Car Fringe Benefit;
  • Corporate Benefits.

Submit Application

Any personal data collected and processed shall be processed in terms of our privacy policy.